CFP Ethics: Code of Ethics and Standards of Conduct, Self Study

This self study program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's Code of Ethics and Standards of Conduct, which is effective July 1, 2024.

• Recognize when you are providing financial advice 
• Apply the Fiduciary Duty
• Describe when Financial Advice requires Financial Planning and the additional obligations that apply
• Identify duties when using or referring other service providers or technologies
• Describe the process the CFP Board follows to uphold the Code and Standards
• Determine what information must be provided to the Client and when to document the exchange of information